Papers
Sampling, feature extraction, and classification techniques for automated content analysis of film sound tracks: A pilot study
Pedro Silva1
psilva@sfsu.edu
21 December 2006
1 Introduction
1.1 Background
Film sound is an often overlooked field, be it in general film theory or in actual production practice. There is a lack of serious writing on the subject, even considering the works of [4], [2], and [41] on the theoretical side, and [42], [12], and [23] as practitioners of the medium. The area seems to be divided into:- Humanistic approaches, coming chiefly from film studies departments in Fine Arts and Humanities schools and focusing on the philosophy of sound as a support for film, albeit with some exceptions, such as the ones mentioned above. Methodologies are argumentative in nature, thereby lacking the potential validity of a scientific method.
- Professional approaches, which are usually technical (with the welcome exception of Walter Murch). These usually deal with application of technology and its incorporation into specific techniques. While these types of contributions are very important to the development of the practice, they add considerably less to the body of higher knowledge than its humanistic counterpart.
- The social scientific approach seems to be neglected. Although there are a number of studies using content analysis in film, these mostly are concerned with violence, drug use, et cetera, in film.
1.2 Context
I am focusing on assessing the external validity of automated content analysis in the medium of film sound, through a meta-analysis of different sampling sizes, frequencies, and techniques. It is also a pilot study, exploratory in nature, to my long-term research project, a longitudinal study of the evolution of the film sound track in Hollywood, from the dominance of the sound film starting in the early 1930s through today, specifically looking at two sets of variables: the sound track elements of dialogue, music, noise, and silence, and the auditory scene, independent of the visual scene. The methodology will be automated content analysis; due to its speed and efficiency, this is the underlying catalyst to such a comprehensive study. However, while research on the capabilities of audio-specific data mining has been conducted, particularly in the fields of music information retrieval (MIR) and speech processing, no applications have resulted in film sound investigation. I thus propose to research the possibility of automatically analyzing content in the described setting effectively. This implies that the technology used for this effect must be able to extract and cluster low-level audio features, or units of analysis, and organize them into semantic units, or classes, before any statistically meaningful conclusions may be drawn. There are, then, two components to this methodology: the technological and the technical. The technological component is related to the state-of-the-art in computational data mining; the technical aspect derives from the field of media aesthetics; it is the study of semantic significance in production practice.1.3 A note on structure
I do not state formalized research questions or hypotheses because of the exploratory nature of the study. In any case, I expect that the above section clarifies my intent sufficiently. The methodology section further discriminates the various steps involved; the relevance section will emphasize some of the reasons to do so. The literature review is divided in topics, for clarity's sake. However, I feel it would be adequate to address relevant research in other sections. Specifically, this means additional literature in computational media aesthetics, of which I present a discussion in the Theoretical framework section, and intercoder reliability in content analysis, analyzed in the methodology section. I am not concerned with any theoretical aspects of film sound in this study. My sole goal is to attempt a social scientific approach to analyzing the medium, through quantitative techniques. There is no section dedicated to research problems; in the sense that these are what must be overcome to conclude the research, such problems are quite simple: to find a way of computationally analyzing audio content with internal validity, and to do so as efficiently as possible, through externally valid sampling methods.2 Literature review
2.1 Film sound theory
[35] proposes a theory of musique concrete, which strongly builds on his own work at the French radio-television organization starting in the 1940s. Such music uses natural or environmental sounds -concrete sounds- as its building blocks. The idea implies abstracting sound from its biological (source) and semantic (meaning) characteristics. What remains is its objective features. [20] developed this concept with their aural objects:Ideologically, the aural source is an object, the sound itself a "characteristic." Like any characteristic, it is linked to the object, and that is why identification of the latter suffices to evoke the sound, whereas the inverse is not true. "To understand" a perceptual event is not to describe it exhaustively but to be able to classify and categorize it [...] (pp. 26-7)A disciple of Schaeffer, [4] presents a theoretical model for audio-visual relations in film. He offers his insight on projections of sound on image through value added by sound and the influence of sound in visual perception (pp. 3-24); he proposes three listening modes: the causal, which we use in tracking sources in everyday life, the semantic, through which we extract meaning from sound, and the reduced, which is used when abstracting listening into sound itself (pp. 25-34). This is certainly a Schaefferian construct in the line of Metz's aural objects. More interestingly, these works have opened other avenues of research, particularly in algorithmic music composition, and sound object programming environments. And although this is not mentioned in any literature, it is possible to link aural objects and the idea of objective, machine perceptible features versus subjective, human-perceptible attributes, to recent research into speech processing, automatic audio indexing and classification, and artificial intelligence. Even more recently, computational media aesthetics has risen as an inter-disciplinary field concerned with the feature-attribute dichotomy, or what is called the semantic gap. In Vertical perspectives on audio-visual relations, the author addresses the problem of asynchronization and synchronization of film sound. He continues by proposing the formal non-existence of the sound track as a single entity independent from the images (pp. 35-65); [4] develops the concepts of auditory scene as a semantic unit (pp. 66-94) and phantom audio-vision through the acousmatic -offscreen diegetic sound- and acousmetre -offscreen diegetic sound source (pp. 123-137); perhaps more importantly, he outlines an introduction to audiovisual analysis, thereby setting the way for a relatively standardized approach to content analysis of film sound (pp. 185-213). Asynchronization versus synchronization of sound in film is a much debated topic on the part of theorists, and one I shall address through content analysis, as that is one area where computer science has successfully produced results. On the same methodological note, I am also interested in understanding how auditory scenes can be analyzed automatically, and current literature in the field suggests adequate segmentation efficacy. Although my methodology for analysis of film sound content is different, Chion's methods of observation and general outline for audiovisual analysis undoubtedly inform my research. Finally, a film sound-specific terminology is expanded in this work, one that has been incrementally used in later years by other authors, and one I shall use in my own work, as discussed in the computational media aesthetics (CMA) review. Such terminology is at of the root the computational media aesthetics theory, which contends that any media-classification algorithmic process must use a suitable media ontology.
2.2 Computational media aesthetics
Media semantics: Who needs it and why? [6] combines six panel statements that "represent the whole multimedia value chain" (p. 580), and assert authority on specific fields, conferred by their respective authors. Chitra Dorai has written extensively on the subject of computational media semantics [7,8,24]. In fact, [24] first proposed, to my knowledge, the CMA approach. Thomas Sikora is an important source in MPEG-7 audio [14]; Herbert Zettl is most definitely an authority in applied media aesthetics [43]. Their goal is to stimulate discussion in "bridging the semantic gap": that is, how to move away from mere analytical to contextual implementations of computational technology in relation to the ever-increasing amounts of media material available. They specifically address the following questions:- usability of automatic indexing and classification systems;
- human effort as a bottleneck in dealing with content;
- the kind of ontology to use in multimedia as a framework for accessibility, giving the examples of the Motion Picture Experts Group's MPEG-7 and the World Wide Web Consortium's Semantic Web standards as examples of current implementations;
- the possibility of a 'Media-Google' as a result of such an ontology, and the importance of machine-learning research in achieving that end;
- the importance -and so far, failure- of media scholars in taking the initiative of better understanding the aesthetics of their field, emphasizing synthesis over analytical efforts
2.3 Automated audio classification
Teaching computers to watch television: Content based image retrieval for content analysis [9]- reviews the state-of-the-art in automated content analysis systems,
- examines a number of exemplary systems,
- identifies emerging technologies and standards,
- and considers the role of human coding and intelligence in their effectiveness.
- is image-centric, disregarding even its own conclusions about the effectiveness of such an approach and
- fails to consider content analysis of audio independently from video;
- emerging technologies, arguably fundamental even in Evans's own perspective, aren't treated in depth;
- it places too much emphasis on human assisted coding and analysis, again defeating its own purpose.
- an updated review of the state-of-the-art in automated content analysis systems is in order;
- since Evans's conclusions regarding effectiveness of multi-modal analysis systems were undoubtedly right, there was no reason to designate the object of his study Content Based Image Retrieval (CBIR);
- human assisted, semi-automated content analysis defeats the initial objective of arguing for the use of automated media content analysis systems for television and film research.
- definition of a scene
- multiple feature models that characterize the dominant sources and
- a simple, causal listener model (p. 2441)
3 Relevance
3.1 Contemporary research on the topic
While it is tempting to point general film sound theoretical and technical writings as contemporary research in the field, these truly are primary sources. My research topic strives to study the body of knowledge in the theory and practice fields and arrive at some correlation that will, perhaps, help make some more sense of it. So, if film sound theory is one of my objects of study, along with film sound practice, what exactly constitutes analogous research? Content analysis literature comes to mind.- Effects measurement research: the main research topic employing content measurement in electronic media seems to focus heavily on effects measurement in the audience [21,27,34,38]. These all have in common the methodology, which is content analysis, applied to motion pictures, in the context of social science, communications or media research. They present useful information on sampling strategies, from horizontal strategies such as case studies to vertical approaches, in the case of longitudinal studies.
- Automated content analysis: preliminary investigation identified two separate projects researching on automatic audio content analysis: the Movie Content Analysis Project (MoCA) has dealt with audio track segmentation and classification, as reported in [26,16]: "[A] first classification should distinguish music, speech, silence, and other sound sequences, because handling of content is fundamentally different for each of these classes." ([26,p.4]). The question has to be, as pointed above, whether this segmentation, in the context of content analysis, may contribute to answering some of the questions raised. On the other hand, is it even viable, technologically, to segment complex soundtracks? Other authors seem to think so, as they've began using classifier systems in the categorizing of broadcast news [25]. Likewise, the MPEG-7 generic multimedia content description standard, described in [19] has provisions for audio-specific segmentation in the form of a number of low-level descriptors (the nuclear unit of analysis on a hypothetical study employing the standard). [14] also consider audio classification to be possible with low-level descriptors. Of course, none of this is relevant if a practical tool is not made available. H. Crysandt at the Institute of Communications Engineering, Aachen University, has developed an MPEG-7-based low-level audio descriptor classifier which is freely available to the public.
- Automated content analysis in social scientific studies: as technology advances toward precision and efficiency in computational generation, processing and reception of multimedia content, it is inevitable that communications in general and media studies in particular will tend to use it in, one hopes, insightful quantitative research. At this point, however, the scenario is frankly poor. In fact, I haven't been able to find much more than the work of [9] in the use of automated video analysis for the social scientific study of film and television content.
3.2 The semantic gap
Zettl considers the closing of the semantic gap a responsibility of media researchers [6,p. 582]. He argues that, computational methods being available, what is needed is a higher involvement in media aesthetics. The film sound literature presented here, I argue, does address the problem of film sound aesthetics. And it may be that film theory indeed fulfils the semantic gap, through semiotics, for example. However, it has striking limitations, which have been pushed far beyond its boundaries: an essentially argumentative approach is of little use to broad research on any medium; the quantitative method film studies uses (content analysis) is incapable of a large-scale longitudinal investigation. On the other hand, I contend that automated audio classification is mature enough for being used in such research, from a communications and media benchmarking stance. The corollary is that computational media aesthetics, and, specifically, its focus on closing the semantic gap, is achievable by today's technological and technical standards.3.3 The breakdown of the studio system
Not only is this research inter-disciplinary in nature, involving computer and social science, humanistic theory of film, and the professional practice of film sound production and post-production; it is relevant to the professional industry in that it may generate a better understanding of its practices. In fact, it could even benefit a struggling film sound community, which has been severely impacted by the collapse of the Hollywood studio system. Production techniques, set protocol and post-production practices are followed without purpose, being thinly rooted on a vanishing tradition. Film schools do not, generally, educate specialized sound professionals, and trade schools don't even offer film sound-specific programs. An effort which brings non-engineering audio research to the spotlight - any effort - is welcome. Bridging the gap between theory and practice is essential for improving the state of film sound practice.4 Theoretical framework
4.1 Description
Computational media aesthetics contends that "we must understand compositional and aesthetic media principles to guide [automated] content analysis" [24,p. 10]. It is defined as the "algorithmic study of a variety of image and aural elements in media (based on film grammar). It is also the computational analysis of the principles that have emerged underlying their manipulation in the creative art of clarifying, intensifying, and interpreting an event for an audience" ([24,p. 11]). It attempts to address a problem raised by multimedia content management (MCM): the semantic gap [1,p. 18]. The semantic gap is "the gulf between the rich meaning and interpretation that users expect systems to associate with their queries for searching and browsing media and the shallow, low-level features (content descriptions) that the systems actually compute" [8,p. 15]. [24] identify two sources for analyzing and interpreting media: first, structuralism is used in film studies as an analytical tool. It consists of segmenting content -film, in this case-, and analyzing and interpreting the resulting sections, usually based upon a semiotic approach. Second, film grammar, they consider, is a far richer grounding for the automated content analysis of media. Film grammar constitutes an effective ontology of production knowledge, in that it fairly represents a "worldwide use [of] accepted rules and techniques to solve problems in transforming a story from a written script to a captivating visual and aural narration" [3], cited in>[p. 10]nack2001. These rules and others, covering production practices in other fields of the media, combine to form the general field of media aesthetics. This field's researchers, Zettl argues in [6,p. 582], are responsible for addressing the problem of the semantic gap. What should result from this description of CMA is its underlying interdisciplinary nature, as the diverse contributing panel in [6] exemplifies. Although computer science and media aesthetics are its main areas, these further subdivide into speech processing, MIR, content-based image retrieval (CBIR), audiovisual segmentation, classification and indexing, film aesthetics, and sound aesthetics.4.2 Critique
[24] (2001) have their concepts of structuralism and film ontology as pertaining to two different levels of analysis supported by previous research: citing [32], [1,p. 18] summarizes:The three types of indexes that are generally required [in voice-on-demand applications by end-users], of which two are of interest:Structuralism does not address the semantic gap problem. However, the use of a film ontology in computed analysis must necessarily build upon the results of segmentation and clustering of low-level description units into high-level semantic units. This means one builds on the other. I argue that this hierarchical structure is essential, because it accounts for the development of technology and its specific techniques. While the semantic gap is not resolved, one may implement structuralist approaches in insightful research. [1] reviews in detail past implementations of CMA. There have been multiple attempts at extracting high-level meaning from multimedia content, starting with structuralist approaches during the mid-late nineties [26,16,10] through current research in content-based semantic analysis [40,5,22]. Most of these investigative efforts have used film-specific terminology to guide their efforts. One striking example is found in [7], in which film grammar is used in semantic construct extraction of tone, shot rhythm, and pace in film; this is done using a "primitive feature extraction" (p. 96), which is simply a structural projection of Zettl's lighting, color, time-motion and sound, although they also extract simpler features such as shot length and type. Moreover, media aesthetics, and specifically Sight Sound Motion [43], is the framework most widely used for such a terminology. This evidences how automated content analysis has taken into consideration the basic CMA assumptions. Therefore, one may say such efforts have been adequately implemented.
- Structural (for example, segments, scenes, and shots), and
- Content (for example, objects and actors in scenes).
5 Methodology
5.1 Relevance
To understand the relevance of CMA to my research, its premises should be analyzed in detail. These, I've shown, are as follows:- Automated content analysis entails an understanding of the basic compositional and aesthetic media principles
- Such understanding must be projected into algorithmic procedures
- The computational execution should be informed by the relevant grammar -film, as proposed by [24]
- Low-level structuralist descriptions are built upon to form higher levels of meaning
5.2 Tools
Content analysis in mass communication reviews the start-of-the-art in content analysis. [18] report the results of a content analysis of 200 other studies in the literature published between 1994 and 1998. Of these, only 69% report any kind of intercoder reliability; of those that did, many did not include either the size of the reliability sample, its coders, specific reliability variables, amount of training, or how discrepancies between coders were resolved. They go through a detailed overview of measuring reliability, offering percent agreement, Holti's method, Scott's Pi (p), Cohen's Kappa (k), and Krippendorff's Alpha (a) as possible indicators. They conclude by proposing a number of recommendations to social scientists involved in content analysis:- Calculate and report intercoder reliability,
- select one or more appropriate indices,
- obtain the necessary tools to calculate the index or indices selected,
- select and appropriate minimum acceptable level of reliability for the index or indices to be used,
- assess reliability informally during coder training,
- assess reliability formally in a pilot test,
- assess reliability formally during coding of the full sample,
- select and follow an appropriate procedure for incorporating the coding of the reliability sample into the coding of the full sample
5.3 Techniques
5.3.1 Preliminary internal validity check
My BECA 703 research paper, Feasibility of different automated content analysis techniques in film sound classification: A look at internal validity, proposes the use of intercoder reliability indices to calculate the accuracy of a variety of different classification systems when applied to film sound tracks. I will begin by manually coding 10% of the sound track universe, with multiple human coders, ideally between three and five, with the following categories of analysis:- Speech
- Music
- Noise
- Silence
- Speech with music background
- Speech with noise background
- Music with noise background
- Auditory scene
5.3.2 External validity of sampling methods: size and frequency
Sampling rationale The sampling universe includes the top-grossing American feature films from 1970 to 2006 as reported by the Internet Movie Database as of 19 November 2006. Top-grossing is defined as being in the top-250 list of all-time U.S. box office revenue, without adjustment for inflation. American means that the production was financed by at least one major American production company, and thus excludes independent productions. Feature film is defined as a production at least 40 minutes long released for the theatrical market. I will randomly select four films for each decade (1970-1979, 1980-1989, 1990-1999, and 2000-2006) for analysis. This is in line with recent research employing content analysis methods in film [21]. Given that my research is intended as a pilot study for a longitudinal investigation, this methodology is adequate: the choice of American feature films of no specific genre is arbitrary, as the goal is to test the techniques. The choice of top-grossing box office revenue is meant to frame the Hollywood industry specifically, and exclude independent efforts which would necessarily clutter the analysis -one needs to focus somewhere-, while at the same time making sure a quality parameter is not being used: it could be argued that box office figures don't show a strong correlation to aesthetic quality, although, to my knowledge, no research specifically supports this. Stratified sampling insures that no particular time-frame is over-represented. Four movies per decade will minimize chance combinations of aberrant results. Meta-analysis Others have written on the subject of achieving an appropriate balance between sample size, length, and stratification and validity [37,29,15,30,28]. However, I am not aware of such studies in content analysis of film. Hence, an important part of the research will be the design of a cumulative meta-analysis of sampling methods. The technique's starting point is stratified random sampling covering the period from 1970 to 2006. Starting with a baseline of four full-length items per decade, I will construct progressively less representative samples. This will entail both less items per decade (four, three, two, and one film per decade), variations in item length (full-length, three-quarters, one-half, and one-quarter of the total length), and variations in the length of the unit of analysis for coding (starting with typical times for film content analysis, five to ten minutes, and that to typical automated content analysis's coding period times, 512 samples or 100 milliseconds at CD resolution, and finally looking at human perception-related values of 132 samples or 30 milliseconds as proposed by [11]). A simple analysis of mean differences in the studies's classification accuracy or inter-coder reliability coefficients will provide understanding of the relative validity of each technique. This is essential, because the long-term objective is to conduct a longitudinal study spanning more than seven decades, which necessarily means that a high volume of material will have to be processed and coded, albeit computationally. The use of a technique which reduces computational times while preserving internal external validity is therefore required.6 Conclusion
I've argued that film sound theory, on its own, is insufficient to answer questions of correlation of ideology, social significance, cultural impact, and aesthetic understanding with the actual practice of producing sound for film. There are no defining answers nor supporting statistics that evidence whatever is theorized. On the same note, content analysis, on its own, is unable to achieve meaning, or understand causes. Automated content analysis, by its nature, is particularly blind to varying shades of significance. Computational media aesthetics, however, proposes to solve this feature-attribute, objective-subjective, deductive-inductive dichotomy. I propose to optimize a small part of the process: to understand how sampling size, frequency, and technique impact the results of an automated content analysis of film sound. In the process, I hope to explore the possibilities of research for a long-term longitudinal study of the evolution of the sound track. Specifically, I will be looking for interesting correlations between theory and practice, such as those proposed in general form in diffusion of innovations theory [31]. The focus of the study is on asserting external validity (sampling), and will build on a preliminary investigation of its internal validity (classification).References
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A Filmography
The following list enumerates the top-grossing American feature films from 1970 to 2006 as reported by the Internet Movie Database as of 19 November 2006. Top-grossing is defined as being in the top-250 list of all-time U.S. box office revenue, without adjustment for inflation. American means that the production was financed by at least one major American production company, and thus excludes independent productions. Feature film is defined as a production at least 40 minutes long released primarily for the theatrical market.- Patton (1970)
- Harold and Maude (1971)
- The Godfather (1972)
- The Exorcist (1973)
- The Sting (1973)
- Chinatown (1974)
- The Conversation (1974)
- The Godfather: Part II (1974)
- Young Frankenstein (1974)
- Dog Day Afternoon (1975)
- Jaws (1975)
- One Flew Over the Cuckoo's Nest (1975)
- Taxi Driver (1976)
- Annie Hall (1977)
- Star Wars (1977)
- The Deer Hunter (1978)
- Apocalypse Now (1979)
- Manhattan (1979)
- The Elephant Man (1980)
- Raging Bull (1980)
- The Shining (1980)
- Star Wars: Episode V - The Empire Strikes Back (1980)
- Raiders of the Lost Ark (1981)
- Blade Runner (1982)
- The Thing (1982)
- A Christmas Story (1983)
- Scarface (1983)
- Star Wars: Episode VI - Return of the Jedi (1983)
- Amadeus (1984)
- Once Upon a Time in America (1984)
- The Terminator (1984)
- Back to the Future (1985)
- Aliens (1986)
- Platoon (1986)
- Stand by Me (1986)
- Full Metal Jacket (1987)
- The Princess Bride (1987)
- Die Hard (1988)
- Glory (1989)
- Indiana Jones and the Last Crusade (1989)
- Goodfellas (1990)
- The Silence of the Lambs (1991)
- Terminator 2: Judgment Day (1991)
- Reservoir Dogs (1992)
- Unforgiven (1992)
- Groundhog Day (1993)
- Schindler's List (1993)
- Ed Wood (1994)
- Forrest Gump (1994)
- Pulp Fiction (1994)
- The Shawshank Redemption (1994)
- Braveheart (1995)
- Heat (1995)
- Se7en (1995)
- Toy Story (1995)
- Twelve Monkeys (1995)
- The Usual Suspects (1995)
- Fargo (1996)
- Sling Blade (1996)
- L.A. Confidential (1997)
- American History X (1998)
- The Big Lebowski (1998)
- Saving Private Ryan (1998)
- American Beauty (1999)
- Fight Club (1999)
- The Green Mile (1999)
- Magnolia (1999)
- The Matrix (1999)
- The Sixth Sense (1999)
- The Straight Story (1999)
- Toy Story 2 (1999)
- Gladiator (2000)
- Memento (2000)
- Requiem for a Dream (2000)
- Snatch. (2000)
- Wo hu cang long (2000)
- Donnie Darko (2001)
- The Lord of the Rings: The Fellowship of the Ring (2001)
- Monsters, Inc. (2001)
- Shrek (2001)
- Cidade de Deus (2002)
- The Lord of the Rings: The Two Towers (2002)
- Big Fish (2003)
- Finding Nemo (2003)
- Kill Bill: Vol. 1 (2003)
- The Lord of the Rings: The Return of the King (2003)
- Mystic River (2003)
- Pirates of the Caribbean: The Curse of the Black Pearl (2003)
- Before Sunset (2004)
- Crash (2004/I)
- Eternal Sunshine of the Spotless Mind (2004)
- Finding Neverland (2004)
- Hotel Rwanda (2004)
- The Incredibles (2004)
- Kill Bill: Vol. 2 (2004)
- Million Dollar Baby (2004)
- Batman Begins (2005)
- Cinderella Man (2005)
- Sin City (2005)
- V for Vendetta (2005)
- Walk the Line (2005)
- Borat: Cultural Learnings of America for Make Benefit Glorious Nation of Kazakhstan (2006)
- The Departed (2006)
- Little Miss Sunshine (2006)
Footnotes:
1Broadcast and Electronic Arts Department, San Francisco State UniversityFile translated from TEX by TTH, version 3.77.
On 24 Apr 2007, 23:49.
